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Definition Of Exempt Transaction:


A type of securitiestransaction where a business does not need to file registrations with any regulatory bodies, provided the number of securities involved is relatively minorcompared to the scope of the issuer's operations and that no new securities are being issued.
Exempt transactionscut downthe amount of paperwork needed for relatively minor transactions. For example, it would bea big hassletoperform a filing with the SEC every time a non-executive employee wanted to sell back some of the company's common shareshe or she purchasedas part of an employee stock purchase plan.

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